Audit Information
Employee benefit plans filing Schedule H (Form 5500) are generally required to have an annual audit of the financial statements by an independent qualified public accountant. If we perform recordkeeping services, we provide audit information that supports both a limited and a full scope audit.
Ther may be other situations for which you may need some financial information on the plan's investment options. This information is reflected under the Supplemental Information below.
Request Assistance / Find Answers
- Request Participant Data (Cancelled Checks, Distribution Request Form, etc.)
- Submit a Question
Audit Support Team
For additional assistance, call 800-543-4015, ext. 76844.
Hours: Monday – Friday, 8:00 a.m. – 4:00 p.m. CT
Plan Audit Information
- Schedule of Assets Held
- Participant Activity Report - has been moved to the Reports page, Audit section.
Plan Year Statements
Supplemental Information
- Auditor's Information Report (PDF)
- 5500 Position Papers - The information previously found in the 5500 Position Papers is now incorporated into the Auditor's Information Report.
SOC 1 Reporting
Principal Life